Every SEC Form 3/4/5 on record for this filer (CIK 1344018) — 2 issuers, 164 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PENG | Penguin Solutions, Inc. | EVP, COO, Pres, Integrated Mem | 2024-10-22 → 2025-10-22 | 10 | −$2M |
| SGH | SMART Global Holdings, Inc. | EVP, COO, Pres, Mem Solutions | 2017-05-23 → 2024-10-02 | 71 | −$11M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PENG | 2025-07-21 | Sell | 3,447 | $24.84 | $85,623 | 227,231 |
| PENG | 2025-07-21 | Sell | 60,000 | $24.83 | $1M | 227,231 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.