Every SEC Form 3/4/5 on record for this filer (CIK 1342425) — 5 issuers, 38 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ICE | Intercontinental Exchange, Inc. | Director | 2020-12-08 → 2026-05-20 | 8 | — |
| HIW | HIGHWOODS PROPERTIES, INC. | EVP/CFO · lapsed | 2015-10-01 → 2021-11-12 | 16 | −$3M |
| BGH | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND | Director · lapsed | 2021-08-13 → 2021-08-13 | 1 | — |
| BPCC | Barings Private Credit Corp | Director · lapsed | 2021-07-09 → 2021-07-09 | 1 | — |
| TCAP | Triangle Capital CORP | Director · lapsed | 2016-11-02 → 2018-05-07 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HIW | 2021-11-11 | Sell | 16,154 | $47.11 | $761,015 | 117,676 |
2 of 5 issuers are covered and open a security page; the rest are on file here only.
