Every SEC Form 3/4/5 on record for this filer (CIK 1342021) — 3 issuers, 16 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ST | Sensata Technologies Holding plc | Director | 2021-01-05 → 2026-06-11 | 8 | — |
| AVK | ADVENT CONVERTIBLE & INCOME FUND | Director | 2016-01-05 → 2024-10-18 | 3 | $38,700 |
| AGC | Advent Claymore Convertible Securities & Income Fund II | Filer · lapsed | 2016-01-05 → 2016-01-05 | 1 | $22,040 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AVK | 2024-10-17 | Buy | 1,000 | $11.28 | $11,280 | 21,999 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.