Every SEC Form 3/4/5 on record for this filer (CIK 1340573) — 1 issuer, 26 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AMP | AMERIPRISE FINANCIAL INC | Director | 2016-04-29 → 2026-05-12 | 33 | −$5M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AMP | 2026-05-08 | Sell | 1,200 | $465.83 | $558,996 | 6,300 |
| AMP | 2025-11-21 | Sell | 1,500 | $450.95 | $676,425 | 7,500 |
| AMP | 2025-02-18 | Sell | 1,000 | $551.44 | $551,440 | 9,000 |
| AMP | 2025-02-12 | Sell | 1,000 | $523.13 | $523,130 | 10,000 |
| AMP | 2024-05-16 | Sell | 1,500 | $438.07 | $657,105 | 11,000 |
| AMP | 2024-02-06 | Sell | 4,000 | $386.60 | $2M | 12,500 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.