Every SEC Form 3/4/5 on record for this filer (CIK 1338913) — 5 issuers, 40 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SOFI | SoFi Technologies, Inc. | Director | 2021-06-02 → 2026-06-11 | 16 | −$2M |
| RM | Regional Management Corp. | Director | 2015-08-05 → 2026-05-26 | 16 | $1M |
| CDAQU | Compass Digital Acquisition Corp. | Director · lapsed | 2021-10-14 → 2021-10-14 | 1 | — |
| PFTA | PORTAGE FINTECH ACQUISITION CORP. | Director · lapsed | 2021-07-20 → 2021-07-20 | 1 | — |
| MA | Mastercard Inc | Director · lapsed | 2016-06-29 → 2021-06-24 | 8 | −$6M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SOFI | 2026-02-06 | Sell | 94,225 | $20.31 | $2M | 588,849 |
3 of 5 issuers are covered and open a security page; the rest are on file here only.