Every SEC Form 3/4/5 on record for this filer (CIK 1336620) — 5 issuers, 31 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| VCTR | Victory Capital Holdings, Inc. | Director | 2018-02-07 → 2026-04-14 | 35 | — |
| PFX | PhenixFIN Corp | Director | 2021-05-26 → 2025-02-14 | 3 | $58,919 |
| VR | VALIDUS HOLDINGS LTD | Director · lapsed | 2017-08-14 → 2018-07-20 | 3 | — |
| AROPQ | AEROPOSTALE INC | Director · lapsed | 2016-12-06 → 2016-12-06 | 1 | −$6,889 |
| ARO | AEROPOSTALE INC | Director · lapsed | 2015-10-07 → 2015-10-07 | 1 | $19,140 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PFX | 2025-02-12 | Buy | 500 | $49.27 | $24,635 | 1,500 |
1 of 5 issuers are covered and open a security page; the rest are on file here only.