Every SEC Form 3/4/5 on record for this filer (CIK 1334871) — 2 issuers, 111 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CWBC | Community West Bancshares | Director | 2015-12-10 → 2026-05-08 | 81 | −$21,574 |
| CCWBC | COMMUNITY WEST BANCSHARES / | President & CEO · Director · lapsed | 2017-12-21 → 2017-12-21 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CWBC | 2026-02-27 | Buy | 282 | $20.65 | $5,823 | 112,536 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.