Every SEC Form 3/4/5 on record for this filer (CIK 1334202) — 2 issuers, 38 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CODI | Compass Diversified Holdings | 10% owner · lapsed | 2018-05-09 → 2024-01-03 | 36 | $3M |
| MONIX | Monachil Credit Income Fund | 10% owner · lapsed | 2023-11-15 → 2023-11-15 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CODI | 2023-12-14 | Sell | 28,736 | $23.01 | $661,215 | 92,048 |
| CODI | 2023-12-14 | Sell | 5,032 | $24.33 | $122,429 | 114,956 |
| CODI | 2023-12-13 | Sell | 9,902 | $23.01 | $227,845 | 120,784 |
| CODI | 2023-12-13 | Sell | 4,139 | $24.33 | $100,702 | 119,988 |
| CODI | 2023-12-08 | Sell | 400 | $24.35 | $9,740 | 131,967 |
| CODI | 2023-12-07 | Sell | 5,710 | $23.02 | $131,444 | 130,693 |
| CODI | 2023-12-07 | Sell | 1,618 | $24.35 | $39,398 | 132,367 |
| CODI | 2023-12-06 | Sell | 4,487 | $24.36 | $109,303 | 133,985 |
| CODI | 2023-12-06 | Sell | 1,976 | $23.02 | $45,488 | 136,403 |
| CODI | 2023-12-05 | Sell | 600 | $24.32 | $14,592 | 138,472 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
