Every SEC Form 3/4/5 on record for this filer (CIK 1329290) — 5 issuers, 47 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| REFI | Chicago Atlantic Real Estate Finance, Inc. | Director | 2021-12-07 → 2026-04-22 | 8 | $576,994 |
| GXO | GXO Logistics, Inc. | Director | 2021-08-11 → 2025-05-15 | 7 | — |
| LIEN | Chicago Atlantic BDC, Inc. | Director | 2024-10-11 → 2024-10-11 | 1 | — |
| XPO | XPO, Inc. | Director · lapsed | 2016-01-05 → 2021-02-19 | 9 | −$4M |
| URI | UNITED RENTALS, INC. | Director · lapsed | 2015-08-07 → 2019-11-07 | 9 | −$1M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| REFI | 2025-10-15 | Buy | 3,000 | $12.68 | $38,040 | 3,000 |
| REFI | 2025-10-15 | Buy | 5,000 | $12.71 | $63,550 | 5,000 |
| REFI | 2025-10-15 | Buy | 10,000 | $12.62 | $126,200 | 49,546 |
4 of 5 issuers are covered and open a security page; the rest are on file here only.
