Every SEC Form 3/4/5 on record for this filer (CIK 1328600) — 6 issuers, 78 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NTB | Bank of N.T. Butterfield & Son Ltd | Director | 2026-03-31 → 2026-03-31 | 1 | — |
| KD | Kyndryl Holdings, Inc. | Director | 2021-11-04 → 2025-08-01 | 6 | — |
| AVTA | AVANTAX, INC. | Director · lapsed | 2023-05-08 → 2023-11-29 | 2 | — |
| BCOR | BLUCORA, INC. | Director · lapsed | 2020-03-03 → 2023-01-20 | 6 | — |
| LPNT | LEGACY LIFEPOINT HEALTH, INC. | Director · lapsed | 2016-03-14 → 2018-11-20 | 6 | — |
| NTRS | NORTHERN TRUST CORP | COO · lapsed | 2016-01-21 → 2018-08-06 | 33 | −$34M |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
3 of 6 issuers are covered and open a security page; the rest are on file here only.