Every SEC Form 3/4/5 on record for this filer (CIK 1326389) — 97 issuers, 165 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
1 filing failed a price guard — listed below with the reason, excluded from the totals above.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HURC | HURCO COMPANIES INC | 10% owner | 2020-11-20 → 2025-04-01 | 9 | −$2M |
| FHLT | Future Health ESG Corp. | 10% owner | 2022-12-23 → 2025-02-14 | 4 | — |
| SUAC | ShoulderUP Technology Acquisition Corp. | 10% owner | 2023-11-28 → 2024-11-21 | 2 | $1M |
| HCVI | Hennessy Capital Investment Corp. VI | 10% owner | 2024-10-11 → 2024-11-01 | 2 | −$2M |
| ACBA | Ace Global Business Acquisition Ltd | 10% owner · lapsed | 2023-01-19 → 2024-04-10 | 4 | −$12,100 |
| TWOA | two | 10% owner · lapsed | 2024-02-23 → 2024-03-29 | 2 | — |
| BYN | Pinstripes Holdings, Inc. | 10% owner · lapsed | 2024-01-05 → 2024-01-05 | 2 | — |
| SHAP | Spree Acquisition Corp. 1 Ltd | 10% owner · lapsed | 2024-01-02 → 2024-01-02 | 1 | — |
| PRLH | Pearl Holdings Acquisition Corp | 10% owner · lapsed | 2023-12-22 → 2023-12-22 | 1 | — |
| ROCL | Roth CH Acquisition V Co. | 10% owner · lapsed | 2023-12-06 → 2023-12-07 | 2 | −$320,100 |
| GENK | GEN Restaurant Group, Inc. | 10% owner · lapsed | 2023-08-31 → 2023-11-17 | 4 | −$81,772 |
| SFRT | Appreciate Holdings, Inc. | 10% owner · lapsed | 2023-11-15 → 2023-11-15 | 1 | — |
| PPHP | PHP Ventures Acquisition Corp. | 10% owner · lapsed | 2023-02-10 → 2023-08-21 | 5 | −$308,440 |
| ASPA | Abri SPAC I, Inc. | 10% owner · lapsed | 2023-08-18 → 2023-08-18 | 1 | — |
| NOVV | Nova Vision Acquisition Corp | 10% owner · lapsed | 2022-11-21 → 2023-08-08 | 2 | — |
| EAC | Edify Acquisition Corp. | 10% owner · lapsed | 2023-08-04 → 2023-08-04 | 1 | — |
| CLAY | Chavant Capital Acquisition Corp. | 10% owner · lapsed | 2022-07-29 → 2023-07-26 | 2 | — |
| CLOE | Clover Leaf Capital Corp. | 10% owner · lapsed | 2022-11-01 → 2023-07-25 | 2 | — |
| NCAC | Newcourt Acquisition Corp | 10% owner · lapsed | 2023-01-20 → 2023-07-17 | 2 | — |
| KWAC | Kingswood Acquisition Corp. | 10% owner · lapsed | 2023-04-27 → 2023-07-05 | 2 | −$34,200 |
| HAIA | Healthcare AI Acquisition Corp. | 10% owner · lapsed | 2023-06-26 → 2023-06-26 | 1 | — |
| CBRG | Chain Bridge I | 10% owner · lapsed | 2023-06-02 → 2023-06-06 | 3 | −$52,200 |
| DPCS | DP Cap Acquisition Corp I | 10% owner · lapsed | 2023-05-23 → 2023-05-23 | 1 | — |
| MAQC | Maquia Capital Acquisition Corp | 10% owner · lapsed | 2022-11-18 → 2023-05-15 | 2 | — |
| PCCT | Perception Capital Corp. II | 10% owner · lapsed | 2022-11-07 → 2023-05-01 | 3 | — |
| NIR | Near Intelligence, Inc. | 10% owner · lapsed | 2023-03-27 → 2023-03-30 | 2 | — |
| GIA | GigCapital5, Inc. | 10% owner · lapsed | 2022-10-03 → 2023-03-28 | 4 | −$8M |
| ARRW | Arrowroot Acquisition Corp. | 10% owner · lapsed | 2023-03-14 → 2023-03-14 | 1 | — |
| SGII | Seaport Global Acquisition II Corp. | 10% owner · lapsed | 2023-02-24 → 2023-02-24 | 1 | — |
| LUNR | Intuitive Machines, Inc. | 10% owner · lapsed | 2023-02-21 → 2023-02-22 | 3 | — |
| FATP | FAT PROJECTS ACQUISITION CORP | 10% owner · lapsed | 2023-01-20 → 2023-01-20 | 1 | — |
| INKA | KLUDEIN I ACQUISITION CORP | 10% owner · lapsed | 2022-07-14 → 2023-01-12 | 2 | — |
| OLIT | OmniLit Acquisition Corp. | 10% owner · lapsed | 2022-12-30 → 2022-12-30 | 1 | — |
| TMKR | Tastemaker Acquisition Corp. | 10% owner · lapsed | 2022-12-23 → 2022-12-23 | 1 | — |
| PTIC | Appreciate Holdings, Inc. | 10% owner · lapsed | 2022-12-08 → 2022-12-08 | 1 | — |
| TRON | CORNER GROWTH ACQUISITION CORP. 2 | 10% owner · lapsed | 2022-06-24 → 2022-12-05 | 3 | −$10M |
| MLAC | Malacca Straits Acquisition Co Ltd | 10% owner · lapsed | 2022-11-25 → 2022-11-25 | 1 | — |
| FLAG | First Light Acquisition Group, Inc. | 10% owner · lapsed | 2022-09-26 → 2022-10-21 | 2 | −$358,380 |
| TWND | Tailwind Acquisition Corp. | 10% owner · lapsed | 2022-09-19 → 2022-09-19 | 1 | — |
| BWMN | Bowman Consulting Group Ltd. | 10% owner · lapsed | 2022-02-18 → 2022-02-18 | 1 | — |
| SSPK | Silver Spike Acquisition Corp. | 10% owner · lapsed | 2020-04-03 → 2020-12-14 | 5 | −$18M |
| ORSN | Orisun Acquisition Corp. | 10% owner · lapsed | 2020-05-08 → 2020-10-16 | 4 | −$5M |
| TOTA | Tottenham Acquisition I Ltd | 10% owner · lapsed | 2020-05-22 → 2020-09-24 | 8 | −$5M |
| SHLL | Tortoise Acquisition Corp. | 10% owner · lapsed | 2020-04-03 → 2020-06-23 | 2 | −$21M |
| THCB | Tuscan Holdings Corp. | 10% owner · lapsed | 2020-05-08 → 2020-05-11 | 2 | −$10M |
| SCPE | SC Health Corp | 10% owner · lapsed | 2020-04-02 → 2020-05-08 | 2 | −$5M |
| FLLC | Fellazo Inc. | 10% owner · lapsed | 2020-01-02 → 2020-05-05 | 2 | — |
| BRPA | Big Rock Partners Acquisition Corp. | 10% owner · lapsed | 2020-03-06 → 2020-03-17 | 2 | −$312,318 |
| GVP | GSE SYSTEMS INC | 10% owner · lapsed | 2019-11-29 → 2019-12-11 | 2 | — |
| STNL | Sentinel Energy Services Inc. | 10% owner · lapsed | 2019-11-01 → 2019-11-12 | 2 | — |
| JSYN | Jensyn Acquisition Corp. | 10% owner · lapsed | 2018-03-07 → 2019-06-21 | 5 | −$4,560 |
| TMCX | Trinity Merger Corp. | 10% owner · lapsed | 2018-12-28 → 2019-06-21 | 2 | −$6M |
| MMDM | Modern Media Acquisition Corp. | 10% owner · lapsed | 2019-02-19 → 2019-06-18 | 2 | — |
| GIG | GigCapital, Inc. | 10% owner · lapsed | 2018-01-31 → 2019-06-07 | 2 | — |
| WINR | SIMPLICITY ESPORTS & GAMING Co | 10% owner · lapsed | 2019-01-08 → 2019-04-22 | 5 | −$138 |
| LHC | Leo Holdings Corp. | 10% owner · lapsed | 2018-06-26 → 2019-04-11 | 2 | −$742,320 |
| CNAC | Constellation Alpha Capital Corp. | 10% owner · lapsed | 2018-01-11 → 2019-03-25 | 2 | — |
| TBRG | TruBridge, Inc. | 10% owner · lapsed | 2018-09-21 → 2019-03-14 | 2 | −$12M |
| KBLM | KBL MERGER CORP. IV | 10% owner · lapsed | 2017-06-29 → 2019-03-08 | 3 | −$121,250 |
| CMSS | CM Seven Star Acquisition Corp | 10% owner · lapsed | 2018-03-16 → 2019-01-07 | 2 | −$2M |
| SMSH | SIMPLICITY ESPORTS & GAMING Co | 10% owner · lapsed | 2018-11-30 → 2019-01-04 | 4 | — |
| BBCP | Concrete Pumping Holdings, Inc. | 10% owner · lapsed | 2018-12-17 → 2018-12-26 | 2 | — |
| DOTA | Draper Oakwood Technology Acquisition Inc. | 10% owner · lapsed | 2018-12-06 → 2018-12-06 | 1 | −$520,200 |
| HUNT | Hunter Maritime Acquisition Corp. | 10% owner · lapsed | 2017-05-18 → 2018-11-07 | 2 | — |
| EACQ | Easterly Acquisition Corp. | 10% owner · lapsed | 2017-03-13 → 2018-11-06 | 10 | −$38M |
| INDU | Industrea Acquisition Corp. | 10% owner · lapsed | 2018-10-19 → 2018-10-24 | 2 | −$8M |
| OACQ | Origo Acquisition Corp | 10% owner · lapsed | 2017-03-22 → 2018-08-28 | 3 | — |
| FNTE | Fintech Acquisition Corp. II | 10% owner · lapsed | 2018-01-16 → 2018-06-11 | 2 | — |
| ELEC | Electrum Special Acquisition Corp | 10% owner · lapsed | 2017-06-07 → 2018-05-25 | 2 | — |
| CVON | ConvergeOne Holdings, Inc. | 10% owner · lapsed | 2018-02-26 → 2018-02-26 | 1 | — |
| ANDA | Andina Acquisition Corp. II | 10% owner · lapsed | 2017-11-09 → 2017-11-09 | 1 | — |
| GPIA | Rimini Street, Inc. | 10% owner · lapsed | 2016-06-01 → 2017-10-13 | 5 | −$6M |
| DOTAU | Draper Oakwood Technology Acquisition Inc. | 10% owner · lapsed | 2017-09-27 → 2017-09-27 | 1 | — |
| INDUU | Industrea Acquisition Corp. | 10% owner · lapsed | 2017-08-03 → 2017-09-22 | 3 | −$1,010 |
| ATACU | Atlantic Acquisition Corp. | 10% owner · lapsed | 2017-08-17 → 2017-08-17 | 1 | — |
| KBLMU | KBL MERGER CORP. IV | 10% owner · lapsed | 2017-06-16 → 2017-06-16 | 1 | — |
| HRMN | Harmony Merger Corp. | 10% owner · lapsed | 2015-07-16 → 2017-06-12 | 5 | −$3M |
| FMCIU | Forum Merger Corp | 10% owner · lapsed | 2017-04-11 → 2017-04-11 | 1 | — |
| ECAC | E-Compass Acquisition Corp. | 10% owner · lapsed | 2017-01-17 → 2017-02-14 | 10 | −$495,640 |
| KLRE | KLR Energy Acquisition Corp. | 10% owner · lapsed | 2017-01-30 → 2017-01-30 | 1 | −$852,800 |
| ARWA | Arowana Inc. | 10% owner · lapsed | 2015-12-18 → 2017-01-04 | 2 | — |
| PAACU | Pacific Special Acquisition Corp. | 10% owner · lapsed | 2015-10-23 → 2016-12-22 | 5 | −$4M |
| HDRA | Hydra Industries Acquisition Corp. | 10% owner · lapsed | 2016-02-08 → 2016-12-21 | 2 | −$13M |
| AAPC | Atlantic Alliance Partnership Corp. | 10% owner · lapsed | 2016-05-09 → 2016-10-24 | 2 | −$6M |
| TRTL | Terrapin 3 Acquisition Corp | 10% owner · lapsed | 2016-08-01 → 2016-10-21 | 2 | −$7M |
| PAAC | Pacific Special Acquisition Corp. | 10% owner · lapsed | 2016-07-29 → 2016-07-29 | 1 | −$2M |
| BHAC | BARINGTON/HILCO ACQUISITION CORP. | 10% owner · lapsed | 2016-07-22 → 2016-07-22 | 1 | −$351,400 |
| GGAC | Garnero Group Acquisition Co | 10% owner · lapsed | 2016-06-27 → 2016-06-27 | 1 | — |
| NOA.CN | North American Energy Partners Inc. | 10% owner · lapsed | 2016-05-18 → 2016-05-18 | 1 | −$2M |
| CADT | DT Asia Investments Ltd | 10% owner · lapsed | 2016-02-09 → 2016-04-19 | 2 | −$1M |
| KLREU | KLR Energy Acquisition Corp. | 10% owner · lapsed | 2016-03-21 → 2016-03-21 | 1 | — |
| JSYNU | Jensyn Acquisition Corp. | 10% owner · lapsed | 2016-03-14 → 2016-03-14 | 1 | — |
| FNTC | FinTech Acquisition Corp | 10% owner · lapsed | 2015-12-18 → 2016-03-10 | 4 | −$1M |
| STGG | STG Group, Inc. | 10% owner · lapsed | 2016-02-16 → 2016-02-16 | 1 | — |
| ANDAU | Andina Acquisition Corp. II | 10% owner · lapsed | 2015-12-04 → 2015-12-04 | 1 | — |
| GDEF | Global Defense & National Security Systems, Inc. | 10% owner · lapsed | 2015-11-05 → 2015-11-18 | 2 | −$4M |
| ECACU | E-Compass Acquisition Corp. | 10% owner · lapsed | 2015-09-03 → 2015-09-11 | 2 | −$62,727 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HURC | 2025-03-28 | Sell | 3,000 | $15.51 | $46,530 | 760,582 |
| HURC | 2025-03-27 | Sell | 3,000 | $15.51 | $46,530 | 763,582 |
| HURC | 2025-03-26 | Sell | 3,000 | $15.50 | $46,500 | 766,582 |
| HURC | 2025-03-25 | Sell | 3,000 | $15.56 | $46,680 | 769,582 |
| HURC | 2025-03-24 | Sell | 3,000 | $15.78 | $47,340 | 772,582 |
| HURC | 2025-02-18 | Sell | 3,395 | $22.62 | $76,795 | 775,582 |
| HURC | 2025-02-14 | Sell | 3,093 | $22.60 | $69,902 | 778,977 |
| HURC | 2025-02-13 | Sell | 4,510 | $22.63 | $102,061 | 782,070 |
| SUAC | 2024-11-19 | Buy | 100,000 | $10.71 | $1M | 500,000 |
6 of 97 issuers are covered and open a security page; the rest are on file here only.
