Every SEC Form 3/4/5 on record for this filer (CIK 1325532) — 2 issuers, 51 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BSRR | SIERRA BANCORP | EVP/Chief Financial Officer | 2020-01-13 → 2026-05-22 | 20 | −$381,800 |
| GBNK | Guaranty Bancorp | EVP, CFO & Secretary · lapsed | 2016-01-05 → 2019-01-03 | 10 | −$608,027 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BSRR | 2026-05-22 | Sell | 10,000 | $38.18 | $381,800 | 39,095 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.