Every SEC Form 3/4/5 on record for this filer (CIK 1322745) — 7 issuers, 30 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BCIC | BCP Investment Corp | Director | 2025-12-30 → 2026-05-19 | 5 | −$1M |
| NB | NIOCORP DEVELOPMENTS LTD | Director | 2023-03-21 → 2025-12-15 | 8 | — |
| CELU | Celularity Inc | Director | 2021-07-20 → 2025-01-06 | 5 | — |
| LOCO | El Pollo Loco Holdings, Inc. | 10% owner · lapsed | 2016-03-09 → 2023-03-28 | 10 | −$173M |
| GXIIU | GX Acquisition Corp. II | Co-CEO and Co-Chairman · Director · lapsed | 2021-03-18 → 2021-03-18 | 1 | — |
| GXGXU | GX Acquisition Corp. | Co-CEO and Chairman · Director · lapsed | 2019-05-20 → 2019-05-20 | 1 | — |
| KCAP | KCAP Financial, Inc. | Director · lapsed | 2015-07-16 → 2018-05-03 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BCIC | 2026-05-18 | Sell | 15,000 | $7.64 | $114,600 | 5,649 |
| BCIC | 2026-03-23 | Sell | 37,100 | $7.38 | $273,798 | 20,649 |
| BCIC | 2026-03-19 | Sell | 27,378 | $7.60 | $208,073 | 57,749 |
| BCIC | 2026-03-18 | Sell | 3,089 | $8.02 | $24,774 | 85,127 |
| BCIC | 2026-03-18 | Sell | 23,000 | $7.97 | $183,310 | 85,127 |
| BCIC | 2026-03-12 | Sell | 500 | $8.80 | $4,400 | 111,216 |
| BCIC | 2026-03-12 | Sell | 16,200 | $8.84 | $143,208 | 111,216 |
| BCIC | 2026-03-11 | Sell | 854 | $9.02 | $7,703 | 127,916 |
| BCIC | 2026-03-11 | Sell | 9,000 | $9.04 | $81,360 | 127,916 |
| BCIC | 2025-12-29 | Sell | 957 | $11.90 | $11,388 | 137,770 |
3 of 7 issuers are covered and open a security page; the rest are on file here only.
