Every SEC Form 3/4/5 on record for this filer (CIK 1315915) — 8 issuers, 66 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MFIC | MidCap Financial Investment Corp | Director | 2023-03-10 → 2025-03-12 | 4 | $36,086 |
| DBD | DIEBOLD NIXDORF, Inc | Director | 2023-02-14 → 2025-03-03 | 4 | −$50,730 |
| QTEK | QualTek Services Inc. | Director · lapsed | 2023-03-17 → 2023-03-17 | 1 | — |
| RDBX | Redbox Entertainment Inc. | Director · lapsed | 2022-03-14 → 2022-03-14 | 2 | — |
| ACII.U | Atlas Crest Investment Corp. II | Director · lapsed | 2021-02-03 → 2021-02-03 | 1 | — |
| ACIC.U | Atlas Crest Investment Corp. | Director · lapsed | 2020-10-30 → 2020-10-30 | 1 | — |
| NYNY | EMPIRE RESORTS INC | Executive Chairman · Director · lapsed | 2015-11-04 → 2019-11-15 | 34 | −$457,341 |
| MYCC | ClubCorp Holdings, Inc. | Director · lapsed | 2017-05-18 → 2017-09-20 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MFIC | 2025-03-11 | Buy | 800 | $12.52 | $10,016 | 2,800 |
| MFIC | 2025-03-10 | Buy | 1,000 | $13.09 | $13,090 | 2,000 |
| DBD | 2025-02-28 | Sell | 1,000 | $43.65 | $43,650 | 40,000 |
| DBD | 2025-02-28 | Sell | 1,000 | $43.71 | $43,710 | 41,000 |
| MFIC | 2024-08-12 | Buy | 1,000 | $12.98 | $12,980 | 1,000 |
| DBD | 2023-09-11 | Buy | 1,000 | $18.31 | $18,310 | 2,000 |
| DBD | 2023-09-11 | Buy | 1,000 | $18.32 | $18,320 | 1,000 |
1 of 8 issuers are covered and open a security page; the rest are on file here only.
