Every SEC Form 3/4/5 on record for this filer (CIK 1310611) — 1 issuer, 12 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CAPR | CAPRICOR THERAPEUTICS, INC. | Director | 2016-06-06 → 2026-01-07 | 22 | −$85,080 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CAPR | 2023-10-12 | Buy | 410 | $2.75 | $1,128 | 31,536 |
| CAPR | 2023-10-09 | Buy | 5,083 | $2.82 | $14,334 | 31,126 |
| CAPR | 2023-10-04 | Buy | 2,500 | $2.90 | $7,250 | 26,043 |
| CAPR | 2022-06-29 | Sell | 28,215 | $3.77 | $106,371 | 12,747 |
| CAPR | 2022-06-27 | Sell | 17,775 | $4.44 | $78,921 | 40,962 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.