Every SEC Form 3/4/5 on record for this filer (CIK 1309156) — 2 issuers, 57 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| APD | Air Products & Chemicals, Inc. | Executive VP & General Counsel | 2017-05-19 → 2025-02-10 | 14 | −$3M |
| JOY | JOY GLOBAL INC | EVP, GC and Secretary · lapsed | 2015-09-21 → 2017-04-07 | 13 | −$1M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| APD | 2025-02-07 | Sell | 4,500 | $315.46 | $1M | 14,273 |
| APD | 2022-12-20 | Sell | 485 | $313.00 | $151,805 | 14,275 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.