Every SEC Form 3/4/5 on record for this filer (CIK 1307171) — 3 issuers, 23 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CBOE | Cboe Global Markets, Inc. | Director | 2018-05-21 → 2026-05-18 | 10 | — |
| ATIP | ATI Physical Therapy, Inc. | Director | 2021-06-28 → 2024-08-22 | 9 | $50,180 |
| COTV | Cotiviti Holdings, Inc. | Director · lapsed | 2016-05-25 → 2018-08-27 | 9 | $20,600 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ATIP | 2022-08-17 | Buy | 26,000 | $0.96 | $24,960 | 95,356 |
| ATIP | 2022-08-15 | Buy | 26,000 | $0.97 | $25,220 | 69,356 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.