Every SEC Form 3/4/5 on record for this filer (CIK 1306273) — 2 issuers, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HASI | 2022-11-10 | Buy | 1,000 | $32.10 | $32,100 | 29,281 |
| HASI | 2018-06-04 | Buy | 5,000 | $18.28 | $91,400 | 28,281 |
| HASI | 2016-12-15 | Buy | 5,000 | $18.87 | $94,350 | 16,454 |
2 of 2 issuers are covered and open a security page; the rest are on file here only.