Every SEC Form 3/4/5 on record for this filer (CIK 1305823) — 1 issuer, 28 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| P | Everpure, Inc. | General Counsel & Secretary · lapsed | 2015-08-18 → 2019-02-01 | 21 | −$794,479 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| P | 2018-11-16 | Sell | 9,729 | $8.90 | $86,588 | 567,304 |
| P | 2018-08-16 | Sell | 27,208 | $8.16 | $222,017 | 577,033 |
| P | 2018-05-16 | Sell | 6,574 | $7.40 | $48,648 | 604,241 |
| P | 2018-02-16 | Sell | 11,260 | $5.07 | $57,088 | 526,815 |
| P | 2017-11-16 | Sell | 7,967 | $5.11 | $40,711 | 330,865 |
| P | 2017-08-16 | Sell | 6,538 | $8.42 | $55,050 | 338,832 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.