Every SEC Form 3/4/5 on record for this filer (CIK 1305278) — 6 issuers, 10 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AGAE | Allied Gaming & Entertainment Inc. | Director · lapsed | 2024-02-26 → 2024-02-26 | 1 | — |
| SOWG | Sow Good Inc. | Director · lapsed | 2021-12-14 → 2021-12-14 | 1 | — |
| AESE | Allied Esports Entertainment, Inc. | Director · lapsed | 2019-09-24 → 2021-01-05 | 3 | — |
| ANFC | Black Ridge Oil & Gas, Inc. | Director · lapsed | 2015-08-24 → 2020-10-05 | 5 | $72,002 |
| ANFCD | Black Ridge Oil & Gas, Inc. | Director · lapsed | 2020-02-28 → 2020-02-28 | 1 | — |
| BRAC | Black Ridge Acquisition Corp. | Director · lapsed | 2017-10-04 → 2017-10-04 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ANFC | 2017-09-22 | Buy | 6,000,219 | $0.01 | $60,002 | 6,700,219 |
| ANFC | 2015-08-21 | Buy | 50,000 | $0.24 | $12,000 | 70,000 |
1 of 6 issuers are covered and open a security page; the rest are on file here only.