Every SEC Form 3/4/5 on record for this filer (CIK 1304755) — 4 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| VIRT | Virtu Financial, Inc. | Director | 2017-11-02 → 2025-07-03 | 6 | — |
| GNMX | Aevi Genomic Medicine, Inc. | Director · lapsed | 2017-08-10 → 2020-02-05 | 6 | $128,881 |
| RTNB | root9B Holdings, Inc. | CEO and Chairman · Director · lapsed | 2015-08-24 → 2017-01-27 | 4 | — |
| MDGN | MEDGENICS, INC. | Director · lapsed | 2015-10-08 → 2016-12-12 | 3 | $115,806 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GNMX | 2018-11-07 | Buy | 26,000 | $1.16 | $30,160 | 75,683 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.