Every SEC Form 3/4/5 on record for this filer (CIK 1304602) — 2 issuers, 6 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ARCC | ARES CAPITAL CORP | Director · lapsed | 2020-08-21 → 2020-08-21 | 1 | $142,350 |
| ACRE | Ares Commercial Real Estate Corp | Interim Co-Chief Exec Officer · Director · lapsed | 2016-09-15 → 2017-05-11 | 2 | $253,901 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ARCC | 2020-08-19 | Buy | 5,000 | $14.17 | $70,850 | 48,006 |
| ARCC | 2020-08-18 | Buy | 2,500 | $14.38 | $35,950 | 43,006 |
| ARCC | 2020-08-17 | Buy | 2,500 | $14.22 | $35,550 | 40,506 |
| ACRE | 2017-05-10 | Buy | 10,000 | $13.04 | $130,400 | 66,002 |
| ACRE | 2016-09-14 | Buy | 5,989 | $12.33 | $73,844 | 56,002 |
| ACRE | 2016-09-13 | Buy | 4,011 | $12.38 | $49,656 | 50,013 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
