Every SEC Form 3/4/5 on record for this filer (CIK 1304465) — 4 issuers, 235 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ARES | Ares Management Corp | Co-Founder & Chairman of PEG · Director | 2015-11-20 → 2025-12-18 | 51 | −$362M |
| ARCC | ARES CAPITAL CORP | Director · lapsed | 2024-02-14 → 2024-02-14 | 1 | — |
| AZEK | AZEK Co Inc. | Director · lapsed | 2020-06-11 → 2020-06-11 | 1 | — |
| NTK | NORTEK INC | Director · lapsed | 2016-02-02 → 2016-08-31 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ARES | 2025-06-12 | Sell | 17,009 | $166.69 | $3M | 67,991 |
| ARES | 2025-06-12 | Sell | 21,700 | $167.79 | $4M | 46,291 |
| ARES | 2025-06-12 | Sell | 45,000 | $170.08 | $8M | — |
| ARES | 2025-06-12 | Sell | 1,291 | $168.56 | $217,611 | 45,000 |
| ARES | 2025-05-15 | Sell | 700 | $171.49 | $120,043 | 85,530 |
| ARES | 2025-05-15 | Sell | 530 | $173.16 | $91,775 | 85,000 |
| ARES | 2025-05-15 | Sell | 9,100 | $170.39 | $2M | 86,230 |
| ARES | 2025-05-15 | Sell | 20,822 | $168.62 | $4M | 104,178 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.
