Every SEC Form 3/4/5 on record for this filer (CIK 1291784) — 5 issuers, 19 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ALRS | ALERUS FINANCIAL CORP | Director | 2019-09-12 → 2026-05-27 | 10 | $277,459 |
| ATRM | ATRM Holdings, Inc. | Director · lapsed | 2017-12-20 → 2019-05-15 | 2 | — |
| CCNI | Command Center, Inc. | Director · lapsed | 2018-04-16 → 2018-10-02 | 3 | $11,340 |
| CRDS | CROSSROADS SYSTEMS INC | Director · lapsed | 2015-08-04 → 2017-04-04 | 5 | — |
| DAKP | DAKOTA PLAINS HOLDINGS, INC. | Filer · lapsed | 2016-03-28 → 2016-03-28 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ALRS | 2023-05-12 | Buy | 780 | $13.85 | $10,803 | 1,218 |
| ALRS | 2023-05-12 | Buy | 1,100 | $13.90 | $15,290 | 44,451 |
| ALRS | 2023-05-12 | Buy | 100 | $13.82 | $1,382 | 1,318 |
1 of 5 issuers are covered and open a security page; the rest are on file here only.
