Every SEC Form 3/4/5 on record for this filer (CIK 1287012) — 2 issuers, 62 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| UEIC | UNIVERSAL ELECTRONICS INC | Director | 2015-07-02 → 2025-07-02 | 54 | −$3M |
| UNTD | UNITED ONLINE INC | EVP & Chief Financial Officer · lapsed | 2015-07-28 → 2016-07-06 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| UEIC | 2024-11-12 | Sell | 2,500 | $10.68 | $26,700 | 38,062 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.