Every SEC Form 3/4/5 on record for this filer (CIK 1283832) — 4 issuers, 38 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CBZ | CBIZ, Inc. | Director | 2020-08-10 → 2026-05-19 | 9 | — |
| TECTP | Tectonic Financial, Inc. | Chief Executive Officer · Director | 2019-05-13 → 2026-02-19 | 5 | −$364,000 |
| HTH | Hilltop Holdings Inc. | Director | 2018-10-02 → 2025-07-28 | 21 | — |
| MILL | MILLER ENERGY RESOURCES, INC. | Director · lapsed | 2015-07-13 → 2016-03-31 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TECTP | 2026-01-05 | Sell | 20,000 | $5.70 | $114,000 | 1,719,000 |
2 of 4 issuers are covered and open a security page; the rest are on file here only.