Every SEC Form 3/4/5 on record for this filer (CIK 1282835) — 2 issuers, 138 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AMP | AMERIPRISE FINANCIAL INC | CEO, GLOBAL ASSET MANAGEMENT | 2015-07-13 → 2026-02-12 | 71 | −$64M |
| TY | TRI-CONTINENTAL Corp | Senior Vice President | 2024-11-13 → 2024-11-19 | 2 | $134,400 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AMP | 2026-02-10 | Sell | 5,000 | $532.08 | $3M | 12,149 |
| AMP | 2025-08-19 | Sell | 9,929 | $506.89 | $5M | 11,047 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.