Every SEC Form 3/4/5 on record for this filer (CIK 1281910) — 8 issuers, 60 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HLI | HOULIHAN LOKEY, INC. | Director | 2015-08-12 → 2026-05-21 | 21 | −$463,135 |
| SWKS | SKYWORKS SOLUTIONS, INC. | Interim CFO · Director | 2016-05-13 → 2026-05-15 | 15 | −$2M |
| ALIT | Alight, Inc. / Delaware | Director | 2025-03-04 → 2025-12-01 | 6 | $251,334 |
| FTRCQ | FRONTIER COMMUNICATIONS CORP | Director · lapsed | 2021-04-30 → 2021-04-30 | 1 | — |
| NIHD | NII HOLDINGS INC | Director · lapsed | 2015-08-24 → 2019-12-19 | 5 | — |
| FTR | FRONTIER COMMUNICATIONS CORP | Director · lapsed | 2018-12-14 → 2019-04-02 | 3 | — |
| FCEA | Forest City Realty Trust, Inc. | Director · lapsed | 2018-04-25 → 2018-12-07 | 3 | — |
| SHLD | SEARS HOLDINGS CORP | EVP & CFO · lapsed | 2015-08-18 → 2015-08-18 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HLI | 2026-02-06 | Sell | 5,000 | $170.86 | $854,300 | 27,982 |
| ALIT | 2025-11-26 | Buy | 42,098 | $2.38 | $100,193 | 109,130 |
| ALIT | 2025-06-16 | Buy | 216 | $5.26 | $1,136 | 33,249 |
| ALIT | 2025-03-03 | Buy | 22,092 | $6.79 | $150,005 | 22,092 |
3 of 8 issuers are covered and open a security page; the rest are on file here only.
