Every SEC Form 3/4/5 on record for this filer (CIK 1270217) — 6 issuers, 44 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| VATE | INNOVATE Corp. | President and CEO · Director · lapsed | 2022-03-15 → 2023-05-23 | 7 | $24,063 |
| HCHC | HC2 HOLDINGS, INC. | President and CEO · Director · lapsed | 2016-06-16 → 2021-08-11 | 13 | $1M |
| ALSK | ALASKA COMMUNICATIONS SYSTEMS GROUP INC | Director · lapsed | 2018-05-18 → 2021-07-23 | 9 | $49,018 |
| CCUR | CCUR Holdings, Inc. | CEO · Director · lapsed | 2016-09-02 → 2020-02-19 | 7 | $10,125 |
| SEAC | SEACHANGE INTERNATIONAL INC | Filer · lapsed | 2019-03-11 → 2019-03-11 | 1 | — |
| AVNW | AVIAT NETWORKS, INC. | Director · lapsed | 2016-11-18 → 2017-11-16 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| VATE | 2023-05-23 | Buy | 5,000 | $1.48 | $7,400 | 436,660 |
| VATE | 2023-05-18 | Buy | 4,750 | $1.55 | $7,363 | 431,660 |
| VATE | 2022-11-14 | Buy | 10,000 | $0.93 | $9,300 | 352,185 |
| HCHC | 2021-08-09 | Buy | 2,500 | $3.86 | $9,650 | 269,559 |
2 of 6 issuers are covered and open a security page; the rest are on file here only.
