Every SEC Form 3/4/5 on record for this filer (CIK 1269910) — 2 issuers, 8 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| RXDX | Prometheus Biosciences, Inc. | 10% owner · lapsed | 2021-03-11 → 2021-03-16 | 2 | — |
| CAPR | CAPRICOR THERAPEUTICS, INC. | 10% owner · lapsed | 2016-03-18 → 2017-05-11 | 3 | $6M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CAPR | 2017-05-09 | Buy | 1,145,161 | $3.10 | $4M | 4,049,959 |
| CAPR | 2016-09-21 | Buy | 312,500 | $3.20 | $1M | 2,904,798 |
| CAPR | 2016-03-16 | Buy | 416,666 | $2.40 | $999,998 | 2,592,298 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.