Every SEC Form 3/4/5 on record for this filer (CIK 1265078) — 4 issuers, 77 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SANW | S&W Seed Co | Director · lapsed | 2015-07-06 → 2019-01-14 | 20 | −$165,893 |
| SNES | SenesTech, Inc. | Director · lapsed | 2016-12-07 → 2018-12-31 | 12 | $592,515 |
| EAST | Eastside Distilling, Inc. | Chairman, CEO and President · Director · lapsed | 2018-01-10 → 2018-11-26 | 9 | −$323,960 |
| ESDI | Eastside Distilling, Inc. | Chairman of the Board & CEO · Director · lapsed | 2016-07-12 → 2017-12-18 | 14 | $725,910 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EAST | 2018-11-23 | Buy | 2,000 | $6.33 | $12,660 | 157,037 |
| EAST | 2018-11-21 | Buy | 8,000 | $6.36 | $50,880 | 155,037 |
| EAST | 2018-09-13 | Sell | 50,000 | $7.75 | $387,500 | 45,856 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.
