Every SEC Form 3/4/5 on record for this filer (CIK 1261186) — 1 issuer, 6 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CAPR | CAPRICOR THERAPEUTICS, INC. | Director · lapsed | 2015-08-21 → 2016-03-18 | 2 | $268,207 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CAPR | 2016-03-16 | Buy | 20,304 | $2.40 | $48,730 | 1,059,740 |
| CAPR | 2016-03-16 | Buy | 71,065 | $2.40 | $170,556 | 77,015 |
| CAPR | 2015-08-20 | Buy | 4,630 | $4.08 | $18,890 | 5,950 |
| CAPR | 2015-08-20 | Buy | 4,630 | $4.08 | $18,890 | 5,950 |
| CAPR | 2015-08-19 | Buy | 1,320 | $4.22 | $5,570 | 1,320 |
| CAPR | 2015-08-19 | Buy | 1,320 | $4.22 | $5,570 | 1,320 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.