Every SEC Form 3/4/5 on record for this filer (CIK 1260951) — 2 issuers, 33 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| S | 2019-08-29 | Sell | 189,531 | $6.83 | $1M | 819,598 |
| S | 2019-05-28 | Sell | 7,419 | $7.05 | $52,304 | 1,132,098 |
2 of 2 issuers are covered and open a security page; the rest are on file here only.