Every SEC Form 3/4/5 on record for this filer (CIK 1260541) — 2 issuers, 28 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| WK | WORKIVA INC | Director | 2016-06-16 → 2025-12-12 | 13 | −$180,667 |
| AEL | AMERICAN EQUITY INVESTMENT LIFE HOLDING CO | Director · lapsed | 2016-02-18 → 2024-05-06 | 14 | $195,700 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| WK | 2025-12-10 | Sell | 1,162 | $91.50 | $106,323 | 240,373 |
| WK | 2025-11-26 | Sell | 808 | $92.01 | $74,344 | 241,535 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.