Every SEC Form 3/4/5 on record for this filer (CIK 1257386) — 2 issuers, 42 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| DARE | Dare Bioscience, Inc. | Director · lapsed | 2017-07-21 → 2019-06-14 | 6 | $703,000 |
| ZGNX | ZOGENIX, INC. | Director · lapsed | 2015-12-16 → 2019-04-02 | 12 | −$12M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| DARE | 2019-04-11 | Buy | 454,545 | $1.10 | $500,000 | 944,956 |
| ZGNX | 2019-03-29 | Sell | 5,000 | $55.00 | $275,000 | 10,575 |
| ZGNX | 2019-03-29 | Sell | 15,700 | $55.00 | $863,500 | 10,575 |
| ZGNX | 2019-03-14 | Sell | 38,789 | $52.93 | $2M | 10,575 |
| ZGNX | 2019-03-13 | Sell | 21,211 | $53.10 | $1M | 49,364 |
| ZGNX | 2019-03-01 | Sell | 4,300 | $50.00 | $215,000 | 70,575 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
