Every SEC Form 3/4/5 on record for this filer (CIK 1256320) — 2 issuers, 51 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BANC | BANC OF CALIFORNIA, INC. | CHIEF CREDIT OFFICER | 2024-05-01 → 2026-05-27 | 12 | −$1M |
| PACW | PACWEST BANCORP | EVP, CHIEF CREDIT OFFICER · lapsed | 2016-02-12 → 2023-11-30 | 28 | −$2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BANC | 2026-05-26 | Sell | 14,988 | $19.06 | $285,671 | 59,045 |
| BANC | 2026-04-29 | Sell | 10,399 | $18.52 | $192,589 | 83,710 |
| BANC | 2026-04-29 | Sell | 10,399 | $18.52 | $192,589 | 83,710 |
| BANC | 2025-05-29 | Sell | 24,066 | $13.78 | $331,629 | 84,889 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.