Every SEC Form 3/4/5 on record for this filer (CIK 1251859) — 6 issuers, 161 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| EKSO | EKSO BIONICS HOLDINGS, INC. | 10% owner | 2026-02-05 → 2026-02-20 | 5 | $1M |
| SQNS | SEQUANS COMMUNICATIONS | 10% owner | 2026-01-09 → 2026-01-28 | 7 | $1M |
| RILY | BRC Group Holdings, Inc. | 10% owner · lapsed | 2016-07-12 → 2022-05-27 | 26 | −$598,025 |
| FINS | Angel Oak Financial Strategies Income Term Trust | 10% owner · lapsed | 2020-06-12 → 2021-02-12 | 5 | −$911,743 |
| NHLD | NATIONAL HOLDINGS CORP | 10% owner · lapsed | 2019-01-17 → 2020-12-29 | 20 | $4M |
| VAM | Vivaldi Opportunities Fund | 10% owner · lapsed | 2018-07-02 → 2020-06-17 | 29 | −$437,360 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EKSO | 2026-02-19 | Buy | 1,200 | $9.60 | $11,520 | 259,992 |
| EKSO | 2026-02-19 | Buy | 15,540 | $12.30 | $191,142 | 270,432 |
| EKSO | 2026-02-13 | Buy | 11,092 | $9.14 | $101,381 | 242,692 |
| EKSO | 2026-02-13 | Buy | 16,100 | $8.96 | $144,256 | 258,792 |
| EKSO | 2026-02-12 | Buy | 30,124 | $9.69 | $291,902 | 231,600 |
| EKSO | 2026-02-12 | Buy | 8,908 | $9.18 | $81,775 | 201,476 |
| EKSO | 2026-02-11 | Buy | 20,611 | $9.69 | $199,721 | 192,568 |
| EKSO | 2026-02-10 | Buy | 10,200 | $9.92 | $101,184 | 171,957 |
| EKSO | 2026-02-09 | Buy | 4,800 | $9.96 | $47,808 | 161,757 |
| EKSO | 2026-02-06 | Buy | 194 | $9.86 | $1,913 | 156,957 |
2 of 6 issuers are covered and open a security page; the rest are on file here only.
