Every SEC Form 3/4/5 on record for this filer (CIK 1251845) — 1 issuer, 5 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AVK | ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND | Filer · lapsed | 2018-08-28 → 2018-12-28 | 2 | $51,473 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AVK | 2018-12-28 | Buy | 2,500 | $12.55 | $31,375 | 7,000 |
| AVK | 2018-12-28 | Buy | 100 | $12.56 | $1,256 | 4,500 |
| AVK | 2018-12-28 | Buy | 1,499 | $12.57 | $18,842 | 4,400 |