Every SEC Form 3/4/5 on record for this filer (CIK 1251347) — 1 issuer, 10 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AVK | ADVENT CONVERTIBLE & INCOME FUND | Filer · lapsed | 2018-08-28 → 2019-09-10 | 7 | $16,319 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AVK | 2019-09-10 | Buy | 3 | $14.24 | $43 | 4,808 |
| AVK | 2019-09-03 | Buy | 4,697 | $14.24 | $66,885 | 4,805 |
| AVK | 2019-04-12 | Sell | 367 | $14.95 | $5,487 | 108 |
| AVK | 2019-04-11 | Sell | 1,033 | $15.00 | $15,495 | 475 |
| AVK | 2019-02-13 | Sell | 1,500 | $14.50 | $21,750 | 1,508 |
| AVK | 2018-12-28 | Sell | 140 | $12.43 | $1,740 | 3,000 |
| AVK | 2018-12-27 | Sell | 260 | $12.28 | $3,193 | 3,140 |
| AVK | 2018-12-26 | Sell | 240 | $12.27 | $2,945 | 3,400 |