Every SEC Form 3/4/5 on record for this filer (CIK 1251144) — 4 issuers, 62 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BGC | BGC Group, Inc. | Chairman of the Board & GC · Director | 2023-07-03 → 2026-04-01 | 6 | — |
| NMRK | NEWMARK GROUP, INC. | Chairman of the Board & CLO · Director | 2019-01-09 → 2026-02-26 | 10 | −$6,915 |
| BGCP | BGC Group, Inc. | EVP and General Counsel · lapsed | 2015-07-29 → 2023-07-03 | 22 | −$7,897 |
| CFFA | CF Finance Acquisition Corp. | EVP, Gen. Counsel & Secretary · lapsed | 2018-12-12 → 2018-12-12 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NMRK | 2024-01-02 | Sell | 35,006 | — | $0 | 4,461 |
2 of 4 issuers are covered and open a security page; the rest are on file here only.