Every SEC Form 3/4/5 on record for this filer (CIK 1247978) — 3 issuers, 76 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NC | 2020-11-09 | Sell | 4,329 | $22.02 | $95,325 | 13,127 |
3 of 3 issuers are covered and open a security page; the rest are on file here only.