Every SEC Form 3/4/5 on record for this filer (CIK 1247742) — 2 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CWBC | Community West Bancshares | EXECUTIVE VICE PRESIDENT | 2024-06-04 → 2025-05-12 | 2 | — |
| CVCY | CENTRAL VALLEY COMMUNITY BANCORP | EXECUTIVE VICE PRESIDENT · lapsed | 2019-07-22 → 2023-05-18 | 14 | −$412,043 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CVCY | 2023-05-02 | Buy | 500 | $14.25 | $7,125 | 15,041 |
| CVCY | 2022-03-11 | Sell | 7,250 | $22.23 | $161,168 | 9,622 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.