Every SEC Form 3/4/5 on record for this filer (CIK 1241516) — 4 issuers, 42 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| STEM | STEM, INC. | Chief Financial Officer · lapsed | 2021-05-28 → 2024-05-28 | 23 | −$3M |
| SFR | Appreciate Holdings, Inc. | Director · lapsed | 2022-12-09 → 2022-12-09 | 1 | — |
| MSLP | MusclePharm Corp | Director · lapsed | 2015-11-12 → 2019-09-16 | 7 | — |
| TWER | TOWERSTREAM CORP | Director · lapsed | 2016-08-23 → 2018-06-05 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| STEM | 2024-04-30 | Sell | 24,035 | $1.87 | $44,945 | 390,217 |
| STEM | 2024-03-08 | Sell | 46,034 | $2.19 | $100,814 | 345,306 |
| STEM | 2024-03-04 | Sell | 10,016 | $2.48 | $24,840 | 391,340 |
| STEM | 2024-02-16 | Sell | 20,367 | $3.17 | $64,563 | 276,814 |
| STEM | 2023-05-01 | Sell | 1,440 | $4.12 | $5,933 | 248,550 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.
