Every SEC Form 3/4/5 on record for this filer (CIK 1240586) — 2 issuers, 85 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SLRC | SLR Investment Corp. | See Remarks · Director | 2015-11-18 → 2026-03-17 | 27 | $14M |
| SUNS | Sunrise Realty Trust, Inc. | See Remarks · Director · lapsed | 2015-11-18 → 2022-04-05 | 13 | $910,603 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SLRC | 2026-03-04 | Buy | 15,019 | $14.83 | $222,732 | 3,827,977 |
| SLRC | 2026-03-03 | Buy | 89,800 | $14.73 | $1M | 3,812,958 |
| SLRC | 2025-03-05 | Buy | 36,822 | $17.51 | $644,753 | 3,723,158 |
| SLRC | 2025-03-04 | Buy | 43,200 | $17.64 | $762,048 | 3,686,336 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.