Every SEC Form 3/4/5 on record for this filer (CIK 1240559) — 2 issuers, 5 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SLRC | SLR Investment Corp. | CFO, SEC, TREAS · lapsed | 2015-12-11 → 2022-04-05 | 4 | $251,710 |
| SUNS | Sunrise Realty Trust, Inc. | CFO, Secretary and Treasurer · lapsed | 2022-04-05 → 2022-04-05 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SLRC | 2020-03-23 | Buy | 5,000 | $8.99 | $44,950 | 24,000 |
| SLRC | 2020-03-16 | Buy | 8,000 | $13.32 | $106,560 | 19,000 |
| SLRC | 2015-12-11 | Buy | 6,000 | $16.70 | $100,200 | 11,000 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.