Every SEC Form 3/4/5 on record for this filer (CIK 1240433) — 3 issuers, 21 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BANC | BANC OF CALIFORNIA, INC. | Director | 2023-12-04 → 2026-05-08 | 6 | — |
| PACW | PACWEST BANCORP | Director · lapsed | 2016-05-17 → 2023-11-30 | 11 | $31,380 |
| ACAT | ARCTIC CAT INC | Director · lapsed | 2015-10-29 → 2017-03-07 | 4 | $51,630 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PACW | 2023-03-10 | Buy | 1,000 | $15.17 | $15,170 | 36,675 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.