Every SEC Form 3/4/5 on record for this filer (CIK 1238180) — 5 issuers, 55 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| DUK | Duke Energy CORP | Director | 2016-10-05 → 2026-05-11 | 16 | — |
| NFG | NATIONAL FUEL GAS CO | Director | 2016-12-15 → 2026-04-02 | 40 | — |
| TFC | TRUIST FINANCIAL CORP | Director | 2020-02-27 → 2026-02-26 | 8 | −$127,262 |
| BBT | Beacon Financial Corp | Director · lapsed | 2016-02-25 → 2019-11-25 | 5 | −$232,461 |
| PNY | PIEDMONT NATURAL GAS CO INC | Chairman, President and CEO · Director · lapsed | 2015-07-06 → 2016-10-05 | 14 | −$1M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TFC | 2020-08-28 | Sell | 3,221 | $39.51 | $127,262 | 29,391 |
| BBT | 2019-11-21 | Sell | 4,285 | $54.25 | $232,461 | 26,468 |
4 of 5 issuers are covered and open a security page; the rest are on file here only.