Every SEC Form 3/4/5 on record for this filer (CIK 1235657) — 1 issuer, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NLY | ANNALY CAPITAL MANAGEMENT INC | Director · lapsed | 2015-08-24 → 2023-05-19 | 13 | $3M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NLY | 2017-12-07 | Buy | 125,280 | $11.97 | $1M | 1,798,414 |
| NLY | 2015-08-21 | Buy | 100,000 | $10.33 | $1M | 1,673,134 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.