Every SEC Form 3/4/5 on record for this filer (CIK 1235350) — 2 issuers, 10 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ALLY | Ally Financial Inc. | Chief Executive Officer · Director | 2024-04-30 → 2026-02-03 | 7 | $2M |
| DFS | Discover Financial Services | CEO and President · Director · lapsed | 2024-02-05 → 2024-04-16 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ALLY | 2026-01-23 | Buy | 23,800 | $41.68 | $991,984 | 49,434 |
| ALLY | 2025-01-27 | Buy | 25,634 | $39.09 | $1M | 25,634 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.