Every SEC Form 3/4/5 on record for this filer (CIK 1235281) — 2 issuers, 18 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AROC | Archrock, Inc. | Director | 2021-01-28 → 2026-02-02 | 8 | $37,550 |
| SMLP | Summit Midstream Partners, LP | See remarks below. · lapsed | 2015-12-03 → 2020-03-25 | 12 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AROC | 2022-08-08 | Buy | 5,000 | $7.51 | $37,550 | 32,606 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.